| License: |
Banking license |
| Authority which issued the license: |
The National Bank of Ukraine |
| Number and date of issue: |
No. 27 Dated: 14.07.2009 |
| License: |
Permit for banking and other operations and annex to the Permit |
| Authority which issued the license: |
The National Bank of Ukraine |
| Number and date of issue: |
No. 27-5 Dated: 14.07.2009 |
| License: |
Activities related to maintaining the register of registered securities holders |
| Authority which issued the license: |
The State Commission for Securities and Stock Market |
| Number and date of issue: |
Series AB No. 470672 Dated: 11.09.2009 |
| License: |
Brokerage Activities |
| Authority which issued the license: |
The State Commission for Securities and Stock Market |
| Number and date of issue: |
Series AB No. 470734 Dated: 16.07.2009 |
| License: |
Dealer’s Activities |
| Authority which issued the license: |
The State Commission for Securities and Stock Market |
| Number and date of issue: |
Series AB No. 470735 Dated: 16.07.2009 |
| License: |
Underwriting |
| Authority which issued the license: |
The State Commission for Securities and Stock Market |
| Number and date of issue: |
Series AB No. 470736 Dated: 16.07.2009 |
| License: |
Depositary activities of a securities custodian |
| Authority which issued the license: |
The State Commission for Securities and Stock Market |
| Number and date of issue: |
Series AB No. 483455 Dated: 16.07.2009 |
| License: |
Usage, exploatation of cryptographic protection means and cryptographic systems, providing servises in in the sphere of cryptographic protection |
| Authority which issued the license: |
State Service for Special Comunication and Information Protection of Ukraine |
| Number and date of issue: |
Series AB No. 466891 Dated: 01.09.2008 |
In addition to the above the Bank obtains individual licenses if required: for the right to transfer foreign currency out of Ukraine for payment of precious metals; for placement of currency values on accounts outside of Ukraine, for transfer of foreign currency outside of Ukraine. The Bank is entitled to undertake transactions with precious metals on the currency market of Ukraine by virtue of Permit No. 27-4 pursuant to its annex. | 
